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GENIAL INSTITUCIONAL
SECURITIES
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We are client centered and success oriented.
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Genial Institucionals Compliance area adopted an integrated risk management structure that runs independently.

This sector operates proactively pursuing compliance to rules and regulations, based on domestic and international best practices, as well as attention to controls and procedures management, minimizing risk and ensuring transparency for the company, our collaborators and, foremost, our clients.

Registered Director under ICVM 497/11:

Manuel Maria Fernandez
Tel: +55 11 3206-8206
manuel.fernandez@brasilplural.com

Learn More:

> Code of Ethics and Business Conduct

> B&F Bovespa rules and operating parameters

> Personal Investment Policy

> Operating Rules of the CETIP Assets Intermediator

Risk Management

Following its controller's directive, Brasil Plural Securities maintains a conservative profile in its operations, pursuing efficient management of the intrinsic risks associated to its business. It therefore holds practices and policies that keep risk levels in line with its capital and operational capacity.

The existing structure promotes adequate understanding and visibility of risks the business is exposed to, so that any element with potential negative impact on its performance is pre-emptively and adequately addressed, taking into consideration both current and potential risks.

The risk management process is centralized under a dedicated unit reporting directly to the group's Executive Committee. This unit services all of the companies within the Brasil Plural Group, allowing for individual and overall analysis of the group's risk exposure. The risk management unit is totally independent from the operations and control areas, and periodically undergoes internal and independent audits.

Identification and evaluation of market, credit, liquidity, operating and other kinds of risks, follow methodology and policies in line with global market best practices.

Top management is closely involved with Genial Institucional Securities day-to-day business, management committees and controls, as well as with the Credit Committee.

Capital Risk Management

In observance to CMN Resolution 3.988 of June 30, 2011, Brasil Plural Group implemented capital its management structure compatible to the nature of its operations, to the complexity of the products and services it offers, and to the dimension of its exposure to risk, and to overall best practices and applicable regulations.

Brasil Plural is proud to promote cultural and social initiatives. Contributing for highly reputable institutes and organizations, the group seeks to share part of its contribution in order to build a better society.

The group, either by its brokerage house or by its controlled companies, fosters market development with events for investors and financial education actions.

Brasil Plural also is committed to ecologically responsible actions. From the selection of an ecofriendly building as its facilities, selective waste collection, to internal campaigns of conscious use of electric power and reduction of printing papers, all that shows its environmental concern. See below our policy and some highlights.

> Social and Environmental Responsibility Policy


  • Owing to the quality standard offered to its clients and with the approval of its processes and activities by BM&FBovespa, Brazil Plural Securities holds the following certifications of the Operational Qualification Program (PQO): Agro Broker, Retail Broker, Carrying Broker, Execution Broker and Nonresident Investor Broker.

    Agro Broker

    Identifies the Full Trading Participants and Trading Participants with organizational and technology structure dedicated to providing consulting and financial advisory services, client prospecting and order execution services, as well as distribution services for BM&FBOVESPA agricultural commodity derivatives.

    Execution Broker

    Identifies Full Trading Participants and Trading Participants with organizational and technology structure dedicated to providing trade execution services for institutional investors in the BM&FBOVESPA trading environments.

    Retail Broker

    Identifies the Full Trading Participants and Trading Participants with organizational and technology structure dedicated to providing consulting and financial advisory services, client prospecting and order execution services, as well as BM&FBOVESPA product distribution services for individual investors and nonfinancial companies.

    Carrying Broker

    Identifies the Full Trading Participants and Trading Participants that have financial capacity and organizational and technology structure dedicated to providing risk management, settlement, collateral management, position consolidation and custody services for institutional investors and non-financial companies.

    Nonresident Investor Broker

    Identification of the Full Trading Participant and the Trading Participant with specialized organizational and technology structure for client prospecting, for the provision of consultation services, for order execution and for the distribution of BM&FBOVESPA products to nonresident investors.

    MARKET
    MAKING
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    Pioneering and leadership in market making in Brazil.
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    CORPORATE
    ACCESS
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    Direct access to the industry movers and shakers who influence your investments.
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    RESEARCH
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    Our highly specialized team of macroeconomic and equity market analysts generate the kind of insightful perspective that helps our clients make great investment decisions.
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    PUBLIC
    OFFERINGS
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    Genial Institucional's team has successfully executed more than 120 public offerings both in domestic and international markets.
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    DMA CONNECTIVITY
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    Low latency, solidity and trustworthiness. Connect your platform to our servers through FIX.
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    ENERGY
    AUCTIONS
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    Effective consulting on energy auctions.
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